Southwest Securities Co., Ltd. engages in the securities and futures brokerage, investment banking, self-operated, and asset management business. Its Securities & Futures Brokerage business engages in the provision of financial products, margin financing and securities lending, stock pledge and agreed repurchase, stock options, and investment advisory services. The company's Investment Banking business offers equity financing, debt financing and financial advisory services. Its Self-Operated business invests in its own funds and legally raised funds. The company's Asset Management business covers bonds, equity, blending, quantification, cash management, stock pledged repo, and asset securitization. The company was founded on December 28, 1999 and is headquartered in Chongqing, China.